Regulatory changes ever-increasing costs and complexity have placed an enormous burden on financial advisers and their practices. At SFP, you will enjoy peace of mind knowing the following key items are taken care of on your behalf.
Compliance
We provide guidance and facilitate compliance with complex legislation i.e., FAIS, FICA, POPIA and other related regulations. In addition, we offer you a risk mitigation facility which not only improves the quality of your advice, but also ensures your clients are satisfied with the service you offer.
We support you with a team of experts who are equipped with dispute resolution skills to ensure you do not have to stress about the technicalities of the complaint’s resolution process.
PI Cover
SFP holds professional indemnity cover on behalf of all its financial advisers and advice staff.
Group Scheme
SFP has compulsory group scheme for all our registered financial advisers which can supplement your own personal cover.